The attorneys at West & West, LLC have enough experience with the brokerage industry to appreciate that most stockbroker / financial advisors are good people who always put their clients’ best interests first. They also understand that there unfortunately are a myriad of ways in which a stockbroker / financial advisor can be touched by litigation during the course of his or her career. The securities arbitration and litigation attorneys have vast experience representing stockbroker/financial advisors in a wide array of situations:
- Promissory note or upfront bonus matters
- U-4 or U-5 language
- Termination issues
- Compensation disputes
- Regulatory matters
- Obligations and rights regarding solicitation and client information when switching firms
The FINRA arbitration and securities industry expertise of the attorneys at West & West can be of critical importance to the stockbroker / financial advisor who finds himself or herself in need of legal help.
Counsel from Experienced and Trusted Attorneys
Contact the experienced Maryland stockbroker fraud lawyers and Baltimore brokerage litigation attorneys at West & West, LLC for a free initial consultation to discuss your matter in complete confidence, today. They offer the experience and sophistication of a large law office combined with the exceptional personal attention found at a small firm. To that end, weekend and late evening appointments are available, if needed.